Compliance

Ocean Wall Limited is authorised and regulated by the Financial Conduct Authority (Number 913321).

The firm has comprehensive documentation in place for the following:

  • Anti-Bribery and Corruption Policy    
  • Safety and Security Policy
  • Complaints Policy
  • Conflict of Interest Policy
  • Financial Crime and Anti Money Laundering Policy 

Any question you may have with regard to these policies, or on any other compliance or regulatory matters, should be directed to compliance@oceanwall.com.